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<rfc xmlns:xi="http://www.w3.org/2001/XInclude" ipr="trust200902" docName="draft-ietf-netmod-immutable-flag-01" category="std" consensus="true" submissionType="IETF" updates="6241, 8040, 8526" tocInclude="true" sortRefs="true" symRefs="true" version="3">
  <!-- xml2rfc v2v3 conversion 3.21.0 -->
  <front>
    <title abbrev="immutable flag">YANG Metadata Annotation for Immutable Flag</title>
    <seriesInfo name="Internet-Draft" value="draft-ietf-netmod-immutable-flag-01"/>
    <author fullname="Qiufang Ma" role="editor">
      <organization>Huawei</organization>
      <address>
        <postal>
          <street>101 Software Avenue, Yuhua District</street>
          <city>Nanjing, Jiangsu</city>
          <code>210012</code>
          <country>China</country>
        </postal>
        <email>maqiufang1@huawei.com</email>
      </address>
    </author>
    <author fullname="Qin Wu">
      <organization>Huawei</organization>
      <address>
        <postal>
          <street>101 Software Avenue, Yuhua District</street>
          <city>Nanjing, Jiangsu</city>
          <code>210012</code>
          <country>China</country>
        </postal>
        <email>bill.wu@huawei.com</email>
      </address>
    </author>
    <author fullname="Balazs Lengyel" role="editor">
      <organization>Ericsson</organization>
      <address>
        <email>balazs.lengyel@ericsson.com</email>
      </address>
    </author>
    <author fullname="Hongwei Li">
      <organization>HPE</organization>
      <address>
        <email>flycoolman@gmail.com</email>
      </address>
    </author>
    <date year="2024" month="June" day="29"/>
    <area>Operations and Management</area>
    <workgroup>netmod</workgroup>
    <keyword>immutable flag</keyword>
    <keyword>system configuration</keyword>
    <abstract>
      <?line 75?>

<t>This document defines a way to formally document existing behavior,
   implemented by servers in production, on the immutability of some
   system-provided nodes, using a YANG metadata annotation called
   "immutable" to flag which nodes are immutable.</t>
      <t>Clients may use "immutable" annotations provided by the server, to
   know beforehand why certain otherwise valid configuration requests
   will cause the server to return an error.</t>
      <t>The immutable flag is descriptive, documenting existing behavior, not
   proscriptive, dictating server behavior.</t>
    </abstract>
    <note removeInRFC="true">
      <name>Discussion Venues</name>
      <t>Discussion of this document takes place on the
    Network Modeling Working Group mailing list (netmod@ietf.org),
    which is archived at <eref target="https://mailarchive.ietf.org/arch/browse/netmod/"/>.</t>
      <t>Source for this draft and an issue tracker can be found at
    <eref target="https://github.com/netmod-wg/immutable-flag"/>.</t>
    </note>
  </front>
  <middle>
    <?line 89?>

<section anchor="introduction">
      <name>Introduction</name>
      <t>This document defines a way to formally document as a YANG metadata
   annotation an existing model handling behavior that has been used by
   multiple standard organizations and vendors.  It is the aim to create
   one single standard solution for documenting non-modifiable system
   data declared as configuration, instead of the multiple existing
   vendor and organization specific solutions.  See <xref target="implementations"/> for
   existing implementations.</t>
      <t>YANG <xref target="RFC7950"/> is a data modeling language used to model both state
   and configuration data, based on the "config" statement.  However,
   there exists some system configuration data that cannot be modified
   by the client (it is immutable), but still needs to be declared as
   "config true" to:</t>
      <ul spacing="normal">
        <li>
          <t>allow configuration of data nodes under immutable lists or containers;</t>
        </li>
        <li>
          <t>place "when", "must" and "leafref" constraints between configuration
   and immutable data nodes;</t>
        </li>
        <li>
          <t>ensure the existence of specific list entries that are provided and
   needed by the system, while additional list entries can be created,
   modified or deleted.</t>
        </li>
      </ul>
      <t>If the server always rejects the client attempts to override some
   system-provided data because it internally thinks immutable, it should document
   it towards the clients in a machine-readable way rather than writing as
   plain text in the "description" statement.</t>
      <t>This document defines a way to formally document existing behavior,
   implemented by servers in production, on the immutability of some
   system-provided nodes, using a YANG metadata annotation <xref target="RFC7952"/>
   called "immutable" to flag which nodes are immutable.</t>
      <t>This document does not apply to the server not having any immutable
   system configuration.  While in some cases immutability may be
   needed, it also has disadvantages, therefore it <bcp14>SHOULD</bcp14> be avoided
   wherever possible.</t>
      <t>The following is a list of already implemented and potential use
   cases:</t>
      <ul spacing="normal">
        <li>
          <t>UC1  Modeling of server capabilities</t>
        </li>
        <li>
          <t>UC2  HW based auto-configuration</t>
        </li>
        <li>
          <t>UC3  Predefined administrator roles</t>
        </li>
        <li>
          <t>UC4  Declaring immutable system configuration from an LNE's perspective</t>
        </li>
      </ul>
      <t><xref target="use-cases"/> describes the use cases in detail.</t>
      <section anchor="updates-to-rfc-6241-and-rfc-8526">
        <name>Updates to RFC 6241 and RFC 8526</name>
        <t>This document updates <xref target="RFC6241"/> and <xref target="RFC8526"/>. The NETCONF &lt;get&gt; and
   &lt;get-config&gt; operations defined in <xref target="RFC6241"/>, and &lt;get-data&gt; operation
   defined in <xref target="RFC8526"/> are augmented with an additional input parameter
   named "with-immutable", as specified in <xref target="NETCONF-ext"/>.</t>
      </section>
      <section anchor="updates-to-rfc-8040">
        <name>Updates to RFC 8040</name>
        <t>This document updates Sections <xref target="RFC8040" section="4.8" sectionFormat="bare"/> and <xref target="RFC8040" section="9.1.1" sectionFormat="bare"/> of <xref target="RFC8040"/> to add an
   additional input parameter named "with-immutable", as specified in <xref target="RESTCONF-ext"/>.</t>
      </section>
      <section anchor="editorial-note-to-be-removed-by-rfc-editor">
        <name>Editorial Note (To be removed by RFC Editor)</name>
        <t>Note to the RFC Editor: This section is to be removed prior to publication.</t>
        <t>This document contains placeholder values that need to be replaced with finalized
  values at the time of publication.  This note summarizes all of the
  substitutions that are needed.  No other RFC Editor instructions are specified
  elsewhere in this document.</t>
        <t>Please apply the following replacements:</t>
        <ul spacing="normal">
          <li>
            <t>XXXX --&gt; the assigned RFC number for this draft</t>
          </li>
          <li>
            <t>2024-06-04 --&gt; the actual date of the publication of this document</t>
          </li>
        </ul>
      </section>
    </section>
    <section anchor="conventions-and-definitions">
      <name>Conventions and Definitions</name>
      <t>The key words "<bcp14>MUST</bcp14>", "<bcp14>MUST NOT</bcp14>", "<bcp14>REQUIRED</bcp14>", "<bcp14>SHALL</bcp14>", "<bcp14>SHALL
NOT</bcp14>", "<bcp14>SHOULD</bcp14>", "<bcp14>SHOULD NOT</bcp14>", "<bcp14>RECOMMENDED</bcp14>", "<bcp14>NOT RECOMMENDED</bcp14>",
"<bcp14>MAY</bcp14>", and "<bcp14>OPTIONAL</bcp14>" in this document are to be interpreted as
described in BCP 14 <xref target="RFC2119"/> <xref target="RFC8174"/> when, and only when, they
appear in all capitals, as shown here.</t>
      <?line -18?>

<t>The document uses the following definition in <xref target="RFC6241"/>:</t>
      <ul spacing="normal">
        <li>
          <t>configuration data</t>
        </li>
      </ul>
      <t>The document uses the following definition in <xref target="RFC7950"/>:</t>
      <ul spacing="normal">
        <li>
          <t>data node</t>
        </li>
        <li>
          <t>leaf</t>
        </li>
        <li>
          <t>leaf-list</t>
        </li>
        <li>
          <t>container</t>
        </li>
        <li>
          <t>list</t>
        </li>
        <li>
          <t>anydata</t>
        </li>
        <li>
          <t>anyxml</t>
        </li>
        <li>
          <t>interior node</t>
        </li>
        <li>
          <t>data tree</t>
        </li>
      </ul>
      <t>The document uses the following definition in <xref target="RFC8341"/>:</t>
      <ul spacing="normal">
        <li>
          <t>access operation</t>
        </li>
      </ul>
      <t>This document defines the following term:</t>
      <dl>
        <dt>immutable flag:</dt>
        <dd>
          <t>A read-only state value the server provides to describe
   immutability of the data, which is conveyed via a YANG metadata annotation
   called "immutable" with a boolean value.</t>
        </dd>
      </dl>
    </section>
    <section anchor="applicability">
      <name>Applicability</name>
      <t>While immutable flag applies to all configuration nodes, its value "true"
   can only be used for system configuration.</t>
      <t>The immutable flag is also visible in read-only datastores like &lt;system&gt;
   (if implemented, see <xref target="I-D.ietf-netmod-system-config"/>), &lt;intended&gt;
   and &lt;operational&gt; when a "with-immutable" parameter is carried (<xref target="with-immutable"/>),
   however this only serves as descriptive information about the
   instance node itself, but has no effect on the handling of the read-only
   datastore.</t>
      <t>Configuration data must have the same immutability in different
   writable datastores.  The immutability of data nodes is protocol and
   user independent.  The immutability and configured value of an
   existing node <bcp14>MUST</bcp14> only change via software upgrade, hardware
   resources change, or license change.</t>
    </section>
    <section anchor="immutable-metadata-annotation">
      <name>"Immutable" Metadata Annotation</name>
      <section anchor="definition">
        <name>Definition</name>
        <t>The immutable flag which is defined as the metadata annotation takes a boolean
   value, and it is returned as requested by the client using a "with-immutable"
   parameter (<xref target="with-immutable"/>). If the "immutable" metadata annotation for
   configuration is not specified, the default "immutable" value is the
   same as the immutability of its parent node in the data tree (<xref target="interior"/>).
   The immutable metadata annotation value for a top-level instance
   node is "false" if not specified.</t>
        <t>Note that "immutable" metadata annotations are used to annotate data node
   instances.  A list may have multiple instances in the data tree,
   servers may annotate some of the instances as immutable, while others as
   mutable.</t>
        <t>Servers <bcp14>MUST</bcp14> ignore any immutable annotations sent from the client.</t>
      </section>
      <section anchor="with-immutable">
        <name>"with-immutable" Parameter</name>
        <t>This section specifies the NETCONF and RESTCONF protocol extensions to support
   "with-immutable" parameter. The "immutable" metadata annotations are not returned
   in a response unless explicitly requested by the client using this parameter.</t>
        <section anchor="NETCONF-ext">
          <name>NETCONF Extensions to Support "with-immutable"</name>
          <t>This doument updates <xref target="RFC6241"/> to augment the &lt;get-config&gt; and &lt;get&gt;
   operations with an additional parameter named "with-immutable". The
   &lt;get-data&gt; operation defined in <xref target="RFC8526"/> is also updated to support
   this parameter. If present, this parameter requests that the server includes
   the "immutable" metadata annotations in its response.</t>
          <t><xref target="tree"/> provides the tree structure <xref target="RFC8340"/> of augmentations to NETCONF
   operations, as defined in the "ietf-immutable" module (<xref target="module"/>).</t>
          <figure anchor="tree">
            <name>Augmentations to NETCONF Operations</name>
            <artwork><![CDATA[
module: ietf-immutable
  augment /ncds:get-data/ncds:input:
    +---w with-immutable?   empty {immutable}?
  augment /nc:get-config/nc:input:
    +---w with-immutable?   empty {immutable}?
  augment /nc:get/nc:input:
    +---w with-immutable?   empty {immutable}?
]]></artwork>
          </figure>
          <t>Servers' support for accepting "with-immutable" parameter and returning "immutable"
   annotations is identified with the feature "immutable".</t>
        </section>
        <section anchor="RESTCONF-ext">
          <name>RESTCONF Extensions to Support "with-immutable"</name>
          <t>This document extends Sections <xref target="RFC8040" section="4.8" sectionFormat="bare"/> and <xref target="RFC8040" section="9.1.1" sectionFormat="bare"/> of <xref target="RFC8040"/> to add a query
   parameter named "with-immutable" to the GET operation. If present, this parameter
   requests that the server includes the "immutable" metadata annotations in its
   response. This parameter is only allowed with no values carried. If it has
   any unexpected value, then a "404 Bad Request" status-line is returned.</t>
          <t>To enable a RESTCONF client to discover if the "with-immutable" query parameter
   is supported by the server, the following capability URI is defined:</t>
          <artwork><![CDATA[
    urn:ietf:params:restconf:capability:with-immutable:1.0
]]></artwork>
        </section>
      </section>
    </section>
    <section anchor="use-of-immutable-flag-for-different-statements">
      <name>Use of Immutable Flag for Different Statements</name>
      <t>This section defines what the immutable flag means to the client for
   each instance of YANG data node statement.</t>
      <t>Throughout this section, the word "change" refers to create, update, and delete.</t>
      <section anchor="the-leaf-statement">
        <name>The "leaf" Statement</name>
        <t>When a leaf node instance is immutable, its value cannot change.</t>
      </section>
      <section anchor="the-leaf-list-statement">
        <name>The "leaf-list" Statement</name>
        <t>When a leaf-list node instance is immutable, its value cannot change.</t>
        <t>The immutable annotation attached to the individual leaf-list instance
   provides immutability with respect to the instance itself. If leaf-list
   inherits immutability from an ancestor (e.g., container), it is identical
   to each individual leaf-list entry being annotated without any bearing on the
   entry ordering and addition of new entries.</t>
      </section>
      <section anchor="the-container-statement">
        <name>The "container" Statement</name>
        <t>When a container node instance is immutable, it cannot change, unless
   the immutability of its descendant node is toggled.</t>
        <t>By default, as with all interior nodes, immutability is recursively
   applied to descendants (<xref target="interior"/>).</t>
      </section>
      <section anchor="the-list-statement">
        <name>The "list" Statement</name>
        <t>When a list node instance is immutable, it cannot change, unless the
   immutability of its descendant node is toggled.</t>
        <t>By default, as with all interior nodes, immutability is recursively
   applied to descendants (<xref target="interior"/>).</t>
        <t>The immutable annotation attached to the individual list instance provides
   immutability with respect to the instance itself. If list inherits immutability
   from an ancestor (e.g., container), it is identical to each individual list
   entry being annotated without any bearing on the entry ordering and addition
   of new entries.</t>
      </section>
      <section anchor="the-anydata-statement">
        <name>The "anydata" Statement</name>
        <t>When an anydata node instance is immutable, it cannot change. Additionally,
   as with all interior nodes, immutability is recursively applied to
   descendants (<xref target="interior"/>).</t>
      </section>
      <section anchor="the-anyxml-statement">
        <name>The "anyxml" Statement</name>
        <t>When an "anyxml" node instance is immutable, it cannot change. Additionally,
   as with all interior nodes, immutability is recursively applied to
   descendants (<xref target="interior"/>).</t>
      </section>
    </section>
    <section anchor="interior">
      <name>Immutability of Interior Nodes</name>
      <t>Immutability is a conceptual operational state value that is
   recursively applied to descendants, which may reset the immutability
   state as needed, thereby affecting their descendants.  There is no limit
   to the number of times the immutability state may change in a data tree.</t>
      <t>If the "immutable" metadata annotation for returned child node is omitted,
   it has the same immutability as its parent node. The immutability of top
   hierarchy of returned nodes is false by default. Servers may suppress the
   annotation if it is inherited from its parent node or uses the default value
   as the top-level node, but are not precluded from returning the annotation
   on every single element.</t>
      <t>For example, the following XML snippets shows applications configuration a
   server might return:</t>
      <artwork><![CDATA[
<applications im:immutable="false">
<application im:immutable="true">
  <name>ssh</name>
  <protocol>tcp</protocol>
  <port-number im:immutable="false">22</port-number>
</application>
<application im:immutable="false">
  <name>my-ssh</name>
  <protocol>tcp</protocol>
  <port-number>10022</port-number>
</application>
</applications>
]]></artwork>
      <t>In the example, there are two "application" list entries inside "applications"
   container node. The "immutable" metadata attribute for applications container
   instance is "false", which is also its default value as the top-level element,
   and thus can be omitted. The "application" list entry named "ssh" is immutable
   with the immutability of its child node "port-number" being explicitly toggled.
   The other child nodes inside "ssh" application instance inherit immutability
   from their parent node thus are also immutable. The "immutable" metadata attribute
   for application list entry named "my-ssh" is "false", which is also the same
   value as its parent node, and thus can be omitted.</t>
    </section>
    <section anchor="system-configuration-datastore-interactions">
      <name>System Configuration Datastore Interactions</name>
      <t>Immutable configuration can only be created, updated and deleted by the server,
   and it is present in &lt;system&gt;, if implemented. That said, the existence of
   immutable configuration is independent of whether &lt;system&gt; is implemented or
   not. Not all system configuration data is immutable. Immutable configuration
   does not appear in &lt;running&gt; unless it is explicitly provided by the client
   or copied by the server via "resolve-system" parameter defined in
   <xref target="I-D.ietf-netmod-system-config"/>.</t>
      <t>A client may create/delete immutable nodes with same values as found
   in &lt;system&gt; (if implemented) in read-write configuration datastore (e.g.,
   &lt;candidate&gt;, &lt;running&gt;), which merely mean making immutable nodes
   visible/invisible in the datastore.</t>
    </section>
    <section anchor="nacm-interactions">
      <name>NACM Interactions</name>
      <t>The server rejects an operation request due to immutability when it
   tries to perform the operation on the request data.  It happens after
   any access control processing, if the Network Configuration Access
   Control Model (NACM) <xref target="RFC8341"/> is implemented on a server.  For
   example, if an operation requests to override an immutable
   configuration data, but the server checks the user is not authorized
   to perform the requested access operation on the request data, the
   request is rejected with an "access-denied" error.</t>
    </section>
    <section anchor="module">
      <name>YANG Module</name>
      <t>This module imports definitions from <xref target="RFC6241"/> and <xref target="RFC8526"/>.</t>
      <sourcecode markers="true" name="ietf-immutable@2024-06-04.yang"><![CDATA[
module ietf-immutable {
  yang-version 1.1;
  namespace "urn:ietf:params:xml:ns:yang:ietf-immutable";
  prefix im;

  import ietf-yang-metadata {
    prefix md;
  }
  import ietf-netconf {
    prefix nc;
    reference
      "RFC 6241: Network Configuration Protocol (NETCONF)";
  }
  import ietf-netconf-nmda {
    prefix ncds;
    reference
      "RFC 8526: NETCONF Extensions to Support the Network
       Management Datastore Architecture";
  }
  organization
    "IETF Network Modeling (NETMOD) Working Group";

  contact
    "WG Web: <https://datatracker.ietf.org/wg/netmod/>
     WG List: <mailto:netmod@ietf.org>
     Author: Qiufang Ma
             <mailto:maqiufang1@huawei.com>
     Author: Qin Wu
             <mailto:bill.wu@huawei.com>
     Author: Balazs Lengyel
             <mailto:balazs.lengyel@ericsson.com>
     Author: Hongwei Li
             <mailto:flycoolman@gmail.com>";

  description
    "This module defines a metadata annotation called 'immutable'
     to allow the server to formally document existing behavior on
     the mutability of some system configuration. Clients may use
     'immutable' metadata annotation provided by the server to know
     beforehand why certain otherwise valid configuration requests
     will cause the server to return an error.

     Copyright (c) 2024 IETF Trust and the persons identified
     as authors of the code. All rights reserved.

     Redistribution and use in source and binary forms, with
     or without modification, is permitted pursuant to, and
     subject to the license terms contained in, the Revised
     BSD License set forth in Section 4.c of the IETF Trust's
     Legal Provisions Relating to IETF Documents
     (https://trustee.ietf.org/license-info).

     This version of this YANG module is part of RFC HHHH
     (https://www.rfc-editor.org/info/rfcHHHH); see the RFC
     itself for full legal notices.

     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL',
     'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED',
     'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this document
     are to be interpreted as described in BCP 14 (RFC 2119)
     (RFC 8174) when, and only when, they appear in all
     capitals, as shown here.";

  revision 2024-06-04 {
    description
      "Initial revision.";
    // RFC Ed.: replace XXXX and remove this comment
    reference
      "RFC XXXX: YANG Metadata Annotation for Immutable Flag";
  }

  md:annotation immutable {
    type boolean;
    description
      "The 'immutable' metadata annotation indicates the
       immutability of an instantiated data node. It takes as a
       value 'true' or 'false'. If the 'immutable' metadata
       annotation is not specified, the default value is the
       same as the value of its parent node in the data tree. The
       default value for a top-level instance node is false if not
       specified.";
  }

  feature immutable {
    description
      "Indicates that the server supports the 'immutable' metadata
       annotation.";
  }
  
  grouping with-immutable-grouping {
    description
      "Grouping for the with-immutable parameter that augments the
       RPC operations.";
    leaf with-immutable {
      type empty;
      description
        "If this parameter is present, the server returns the
         'immutable' annotation for configuration that it
         internally thinks immutable.";
    }
  }
  augment "/ncds:get-data/ncds:input" {
    if-feature "immutable";
    description
      "Allows the server to include 'immutable' metadata
       annotations in its response to get-data operation.";
    uses with-immutable-grouping;
  }
  augment "/nc:get-config/nc:input" {
    if-feature "immutable";
    description
      "Allows the server to include 'immutable' metadata
       annotations in its response to get-config operation.";
    uses with-immutable-grouping;
  }
  augment "/nc:get/nc:input" {
    if-feature "immutable";
    description
      "Allows the server to include 'immutable' metadata
       annotations in its response to get operation.";
    uses with-immutable-grouping;
  }
}
]]></sourcecode>
    </section>
    <section anchor="security-considerations">
      <name>Security Considerations</name>
      <t>This section uses the template described in <xref section="3.7" sectionFormat="of" target="I-D.ietf-netmod-rfc8407bis"/>.</t>
      <t>The "ietf-immutable" YANG module specified in this document defines a schema
   for data that is designed to be accessed via network management protocols such
   as NETCONF <xref target="RFC6241"/> or RESTCONF <xref target="RFC8040"/>. The lowest NETCONF layer
   is the secure transport layer, and the mandatory-to-implement secure
   transport is Secure Shell (SSH) <xref target="RFC6242"/>. The lowest RESTCONF layer
   is HTTPS, and the mandatory-to-implement secure transport is TLS
   <xref target="RFC8446"/>.</t>
      <t>The Network Configuration Access Control Model (NACM) <xref target="RFC8341"/>
   provides the means to restrict access for particular NETCONF or
   RESTCONF users to a preconfigured subset of all available NETCONF or
   RESTCONF protocol operations and content.</t>
      <t>The YANG module specified in this document defines a metadata annotation,
   it also extends the RPC operations of the NETCONF protocol in <xref target="RFC6241"/>
   and <xref target="RFC8526"/>.</t>
      <t>The security considerations for the Defining and Using Metadata with
   YANG (see <xref section="9" sectionFormat="of" target="RFC7952"/>) apply to the metadata annotation
   defined in this document.</t>
      <t>The security considerations for the NETCONF protocol operations (see
   <xref section="9" sectionFormat="of" target="RFC6241"/> and <xref section="6" sectionFormat="of" target="RFC8526"/>) still apply to
   the operations extended in this document.</t>
    </section>
    <section anchor="iana-considerations">
      <name>IANA Considerations</name>
      <section anchor="the-ietf-xml-registry">
        <name>The "IETF XML" Registry</name>
        <t>This document registers one XML namespace URN in the 'IETF XML registry',
   following the format defined in <xref target="RFC3688"/>.</t>
        <artwork><![CDATA[
        URI: urn:ietf:params:xml:ns:yang:ietf-immutable
        Registrant Contact: The IESG.
        XML: N/A, the requested URIs are XML namespaces.
]]></artwork>
      </section>
      <section anchor="the-yang-module-names-registry">
        <name>The "YANG Module Names" Registry</name>
        <t>This document registers one module name in the 'YANG Module Names'
registry, defined in <xref target="RFC6020"/>.</t>
        <artwork><![CDATA[
        name: ietf-immutable
        prefix: im
        namespace: urn:ietf:params:xml:ns:yang:ietf-immutable
        RFC: XXXX
]]></artwork>
      </section>
      <section anchor="restconf-capability-urn-registry">
        <name>RESTCONF Capability URN Registry</name>
        <t>This document defines the following capability identifier URNs in the
"RESTCONF Capability URNs" registry defined in <xref target="RFC8040"/>:</t>
        <artwork><![CDATA[
Index           Capability Identifier
----------------------------------------------------------------------
:with-immutable urn:ietf:params:restconf:capability:with-immutable:1.0
]]></artwork>
      </section>
    </section>
  </middle>
  <back>
    <references>
      <name>References</name>
      <references anchor="sec-normative-references">
        <name>Normative References</name>
        <reference anchor="RFC7950">
          <front>
            <title>The YANG 1.1 Data Modeling Language</title>
            <author fullname="M. Bjorklund" initials="M." role="editor" surname="Bjorklund"/>
            <date month="August" year="2016"/>
            <abstract>
              <t>YANG is a data modeling language used to model configuration data, state data, Remote Procedure Calls, and notifications for network management protocols. This document describes the syntax and semantics of version 1.1 of the YANG language. YANG version 1.1 is a maintenance release of the YANG language, addressing ambiguities and defects in the original specification. There are a small number of backward incompatibilities from YANG version 1. This document also specifies the YANG mappings to the Network Configuration Protocol (NETCONF).</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="7950"/>
          <seriesInfo name="DOI" value="10.17487/RFC7950"/>
        </reference>
        <reference anchor="RFC7952">
          <front>
            <title>Defining and Using Metadata with YANG</title>
            <author fullname="L. Lhotka" initials="L." surname="Lhotka"/>
            <date month="August" year="2016"/>
            <abstract>
              <t>This document defines a YANG extension that allows for defining metadata annotations in YANG modules. The document also specifies XML and JSON encoding of annotations and other rules for annotating instances of YANG data nodes.</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="7952"/>
          <seriesInfo name="DOI" value="10.17487/RFC7952"/>
        </reference>
        <reference anchor="RFC6241">
          <front>
            <title>Network Configuration Protocol (NETCONF)</title>
            <author fullname="R. Enns" initials="R." role="editor" surname="Enns"/>
            <author fullname="M. Bjorklund" initials="M." role="editor" surname="Bjorklund"/>
            <author fullname="J. Schoenwaelder" initials="J." role="editor" surname="Schoenwaelder"/>
            <author fullname="A. Bierman" initials="A." role="editor" surname="Bierman"/>
            <date month="June" year="2011"/>
            <abstract>
              <t>The Network Configuration Protocol (NETCONF) defined in this document provides mechanisms to install, manipulate, and delete the configuration of network devices. It uses an Extensible Markup Language (XML)-based data encoding for the configuration data as well as the protocol messages. The NETCONF protocol operations are realized as remote procedure calls (RPCs). This document obsoletes RFC 4741. [STANDARDS-TRACK]</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="6241"/>
          <seriesInfo name="DOI" value="10.17487/RFC6241"/>
        </reference>
        <reference anchor="RFC8526">
          <front>
            <title>NETCONF Extensions to Support the Network Management Datastore Architecture</title>
            <author fullname="M. Bjorklund" initials="M." surname="Bjorklund"/>
            <author fullname="J. Schoenwaelder" initials="J." surname="Schoenwaelder"/>
            <author fullname="P. Shafer" initials="P." surname="Shafer"/>
            <author fullname="K. Watsen" initials="K." surname="Watsen"/>
            <author fullname="R. Wilton" initials="R." surname="Wilton"/>
            <date month="March" year="2019"/>
            <abstract>
              <t>This document extends the Network Configuration Protocol (NETCONF) defined in RFC 6241 in order to support the Network Management Datastore Architecture (NMDA) defined in RFC 8342.</t>
              <t>This document updates RFCs 6241 and 7950. The update to RFC 6241 adds new and operations and augments existing,, and operations. The update to RFC 7950 requires the usage of the YANG library (described in RFC 8525) by NETCONF servers implementing the NMDA.</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="8526"/>
          <seriesInfo name="DOI" value="10.17487/RFC8526"/>
        </reference>
        <reference anchor="RFC8040">
          <front>
            <title>RESTCONF Protocol</title>
            <author fullname="A. Bierman" initials="A." surname="Bierman"/>
            <author fullname="M. Bjorklund" initials="M." surname="Bjorklund"/>
            <author fullname="K. Watsen" initials="K." surname="Watsen"/>
            <date month="January" year="2017"/>
            <abstract>
              <t>This document describes an HTTP-based protocol that provides a programmatic interface for accessing data defined in YANG, using the datastore concepts defined in the Network Configuration Protocol (NETCONF).</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="8040"/>
          <seriesInfo name="DOI" value="10.17487/RFC8040"/>
        </reference>
        <reference anchor="RFC2119">
          <front>
            <title>Key words for use in RFCs to Indicate Requirement Levels</title>
            <author fullname="S. Bradner" initials="S." surname="Bradner"/>
            <date month="March" year="1997"/>
            <abstract>
              <t>In many standards track documents several words are used to signify the requirements in the specification. These words are often capitalized. This document defines these words as they should be interpreted in IETF documents. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements.</t>
            </abstract>
          </front>
          <seriesInfo name="BCP" value="14"/>
          <seriesInfo name="RFC" value="2119"/>
          <seriesInfo name="DOI" value="10.17487/RFC2119"/>
        </reference>
        <reference anchor="RFC8174">
          <front>
            <title>Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words</title>
            <author fullname="B. Leiba" initials="B." surname="Leiba"/>
            <date month="May" year="2017"/>
            <abstract>
              <t>RFC 2119 specifies common key words that may be used in protocol specifications. This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the defined special meanings.</t>
            </abstract>
          </front>
          <seriesInfo name="BCP" value="14"/>
          <seriesInfo name="RFC" value="8174"/>
          <seriesInfo name="DOI" value="10.17487/RFC8174"/>
        </reference>
        <reference anchor="RFC8341">
          <front>
            <title>Network Configuration Access Control Model</title>
            <author fullname="A. Bierman" initials="A." surname="Bierman"/>
            <author fullname="M. Bjorklund" initials="M." surname="Bjorklund"/>
            <date month="March" year="2018"/>
            <abstract>
              <t>The standardization of network configuration interfaces for use with the Network Configuration Protocol (NETCONF) or the RESTCONF protocol requires a structured and secure operating environment that promotes human usability and multi-vendor interoperability. There is a need for standard mechanisms to restrict NETCONF or RESTCONF protocol access for particular users to a preconfigured subset of all available NETCONF or RESTCONF protocol operations and content. This document defines such an access control model.</t>
              <t>This document obsoletes RFC 6536.</t>
            </abstract>
          </front>
          <seriesInfo name="STD" value="91"/>
          <seriesInfo name="RFC" value="8341"/>
          <seriesInfo name="DOI" value="10.17487/RFC8341"/>
        </reference>
        <reference anchor="RFC6242">
          <front>
            <title>Using the NETCONF Protocol over Secure Shell (SSH)</title>
            <author fullname="M. Wasserman" initials="M." surname="Wasserman"/>
            <date month="June" year="2011"/>
            <abstract>
              <t>This document describes a method for invoking and running the Network Configuration Protocol (NETCONF) within a Secure Shell (SSH) session as an SSH subsystem. This document obsoletes RFC 4742. [STANDARDS-TRACK]</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="6242"/>
          <seriesInfo name="DOI" value="10.17487/RFC6242"/>
        </reference>
        <reference anchor="RFC8446">
          <front>
            <title>The Transport Layer Security (TLS) Protocol Version 1.3</title>
            <author fullname="E. Rescorla" initials="E." surname="Rescorla"/>
            <date month="August" year="2018"/>
            <abstract>
              <t>This document specifies version 1.3 of the Transport Layer Security (TLS) protocol. TLS allows client/server applications to communicate over the Internet in a way that is designed to prevent eavesdropping, tampering, and message forgery.</t>
              <t>This document updates RFCs 5705 and 6066, and obsoletes RFCs 5077, 5246, and 6961. This document also specifies new requirements for TLS 1.2 implementations.</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="8446"/>
          <seriesInfo name="DOI" value="10.17487/RFC8446"/>
        </reference>
        <reference anchor="RFC3688">
          <front>
            <title>The IETF XML Registry</title>
            <author fullname="M. Mealling" initials="M." surname="Mealling"/>
            <date month="January" year="2004"/>
            <abstract>
              <t>This document describes an IANA maintained registry for IETF standards which use Extensible Markup Language (XML) related items such as Namespaces, Document Type Declarations (DTDs), Schemas, and Resource Description Framework (RDF) Schemas.</t>
            </abstract>
          </front>
          <seriesInfo name="BCP" value="81"/>
          <seriesInfo name="RFC" value="3688"/>
          <seriesInfo name="DOI" value="10.17487/RFC3688"/>
        </reference>
        <reference anchor="RFC6020">
          <front>
            <title>YANG - A Data Modeling Language for the Network Configuration Protocol (NETCONF)</title>
            <author fullname="M. Bjorklund" initials="M." role="editor" surname="Bjorklund"/>
            <date month="October" year="2010"/>
            <abstract>
              <t>YANG is a data modeling language used to model configuration and state data manipulated by the Network Configuration Protocol (NETCONF), NETCONF remote procedure calls, and NETCONF notifications. [STANDARDS-TRACK]</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="6020"/>
          <seriesInfo name="DOI" value="10.17487/RFC6020"/>
        </reference>
      </references>
      <references anchor="sec-informative-references">
        <name>Informative References</name>
        <reference anchor="TR-531" target="https://wiki.opennetworking.org/download/attachments/376340494/Draft_TR-531_UML-YANG_Mapping_Gdls_v1.1.03.docx?version=5&amp;modificationDate=1675432243513&amp;api=v2">
          <front>
            <title>UML to YANG Mapping Guidelines</title>
            <author>
              <organization>ONF</organization>
            </author>
            <date year="2023" month="February"/>
          </front>
        </reference>
        <reference anchor="TS28.623" target="https://www.3gpp.org/ftp/Specs/archive/28_series/28.623/28623-i02.zip">
          <front>
            <title>Telecommunication management; Generic Network Resource Model (NRM) Integration Reference Point (IRP); Solution Set (SS) definitions</title>
            <author>
              <organization>3GPP</organization>
            </author>
            <date/>
          </front>
        </reference>
        <reference anchor="TS32.156" target="https://www.3gpp.org/ftp/Specs/archive/32_series/32.156/32156-h10.zip">
          <front>
            <title>Telecommunication management; Fixed Mobile Convergence (FMC) Model repertoire</title>
            <author>
              <organization>3GPP</organization>
            </author>
            <date/>
          </front>
        </reference>
        <reference anchor="I-D.ietf-netmod-system-config">
          <front>
            <title>System-defined Configuration</title>
            <author fullname="Qiufang Ma" initials="Q." surname="Ma">
              <organization>Huawei</organization>
            </author>
            <author fullname="Qin Wu" initials="Q." surname="Wu">
              <organization>Huawei</organization>
            </author>
            <author fullname="Chong Feng" initials="C." surname="Feng">
         </author>
            <date day="18" month="June" year="2024"/>
            <abstract>
              <t>   This document defines how a management client and management server
   handle YANG-modeled configuration data that is instantiated by the
   server itself.  The system-defined configuration can be referenced
   (e.g., leafref) by configuration explicitly created by a client.

   The Network Management Datastore Architecture (NMDA) defined in RFC
   8342 is updated with a read-only conventional configuration datastore
   called "system" to expose system-defined configuration.

   This document updates RFC 6241, RFC 8040, RFC 8342, and RFC 8526.

              </t>
            </abstract>
          </front>
          <seriesInfo name="Internet-Draft" value="draft-ietf-netmod-system-config-08"/>
        </reference>
        <reference anchor="RFC8340">
          <front>
            <title>YANG Tree Diagrams</title>
            <author fullname="M. Bjorklund" initials="M." surname="Bjorklund"/>
            <author fullname="L. Berger" initials="L." role="editor" surname="Berger"/>
            <date month="March" year="2018"/>
            <abstract>
              <t>This document captures the current syntax used in YANG module tree diagrams. The purpose of this document is to provide a single location for this definition. This syntax may be updated from time to time based on the evolution of the YANG language.</t>
            </abstract>
          </front>
          <seriesInfo name="BCP" value="215"/>
          <seriesInfo name="RFC" value="8340"/>
          <seriesInfo name="DOI" value="10.17487/RFC8340"/>
        </reference>
        <reference anchor="I-D.ietf-netmod-rfc8407bis">
          <front>
            <title>Guidelines for Authors and Reviewers of Documents Containing YANG Data Models</title>
            <author fullname="Andy Bierman" initials="A." surname="Bierman">
              <organization>YumaWorks</organization>
            </author>
            <author fullname="Mohamed Boucadair" initials="M." surname="Boucadair">
              <organization>Orange</organization>
            </author>
            <author fullname="Qin Wu" initials="Q." surname="Wu">
              <organization>Huawei</organization>
            </author>
            <date day="21" month="June" year="2024"/>
            <abstract>
              <t>   This memo provides guidelines for authors and reviewers of
   specifications containing YANG modules, including IANA-maintained
   modules.  Recommendations and procedures are defined, which are
   intended to increase interoperability and usability of Network
   Configuration Protocol (NETCONF) and RESTCONF protocol
   implementations that utilize YANG modules.  This document obsoletes
   RFC 8407.

   Also, this document updates RFC 8126 by providing additional
   guidelines for writing the IANA considerations for RFCs that specify
   IANA-maintained modules.

              </t>
            </abstract>
          </front>
          <seriesInfo name="Internet-Draft" value="draft-ietf-netmod-rfc8407bis-12"/>
        </reference>
        <reference anchor="RFC8343">
          <front>
            <title>A YANG Data Model for Interface Management</title>
            <author fullname="M. Bjorklund" initials="M." surname="Bjorklund"/>
            <date month="March" year="2018"/>
            <abstract>
              <t>This document defines a YANG data model for the management of network interfaces. It is expected that interface-type-specific data models augment the generic interfaces data model defined in this document. The data model includes definitions for configuration and system state (status information and counters for the collection of statistics).</t>
              <t>The YANG data model in this document conforms to the Network Management Datastore Architecture (NMDA) defined in RFC 8342.</t>
              <t>This document obsoletes RFC 7223.</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="8343"/>
          <seriesInfo name="DOI" value="10.17487/RFC8343"/>
        </reference>
        <reference anchor="RFC8530">
          <front>
            <title>YANG Model for Logical Network Elements</title>
            <author fullname="L. Berger" initials="L." surname="Berger"/>
            <author fullname="C. Hopps" initials="C." surname="Hopps"/>
            <author fullname="A. Lindem" initials="A." surname="Lindem"/>
            <author fullname="D. Bogdanovic" initials="D." surname="Bogdanovic"/>
            <author fullname="X. Liu" initials="X." surname="Liu"/>
            <date month="March" year="2019"/>
            <abstract>
              <t>This document defines a logical network element (LNE) YANG module that is compliant with the Network Management Datastore Architecture (NMDA). This module can be used to manage the logical resource partitioning that may be present on a network device. Examples of common industry terms for logical resource partitioning are logical systems or logical routers. The YANG model in this document conforms with NMDA as defined in RFC 8342.</t>
            </abstract>
          </front>
          <seriesInfo name="RFC" value="8530"/>
          <seriesInfo name="DOI" value="10.17487/RFC8530"/>
        </reference>
      </references>
    </references>
    <?line 621?>

<section anchor="use-cases">
      <name>Detailed Use Cases</name>
      <section anchor="uc1-modeling-of-server-capabilities">
        <name>UC1 - Modeling of server capabilities</name>
        <t>System capabilities might be represented as system-defined data nodes in
   the model.  Configurable data nodes might need constraints specified as
   "when", "must" or "path" statements to ensure that configuration is set
   according to the system's capabilities. For example,</t>
        <ul spacing="normal">
          <li>
            <t>A timer can support the values 1,5,8 seconds. This is defined in the
   leaf-list 'supported-timer-values'.</t>
          </li>
          <li>
            <t>When the configurable 'interface-timer' leaf is set, it should be ensured
   that one of the supported values is used.  The natural solution would be to
   make the 'interface-timer' a leaf-ref pointing at the 'supported-timer-values'.</t>
          </li>
        </ul>
        <t>However, this is not possible as 'supported-timer-values' must be
   read-only thus config=false while 'interface-timer' must be writable
   thus config=true.  According to the rules of YANG it is not allowed
   to put a constraint between config true and false data nodes.</t>
        <t>The solution is that the supported-timer-values data node in the YANG
   Model shall be defined as "config true" and shall also be marked with
   the "immutable" annotation  making it unchangeable.  After this the
   'interface-timer' shall be defined as a leaf-ref pointing at the
   'supported-timer-values'.</t>
      </section>
      <section anchor="uc2-hw-based-auto-configuration-interface-example">
        <name>UC2 - HW based auto-configuration - Interface Example</name>
        <t><xref target="RFC8343"/> defines a YANG data model for the management of network
   interfaces.  When a system-controlled interface is physically present,
   the system creates an interface entry with valid name and type
   values in &lt;system&gt; (if exists, see <xref target="I-D.ietf-netmod-system-config"/>).</t>
        <t>The system-generated type value is dependent on and represents the HW
   present, and as a consequence cannot be changed by the client.  If a
   client tries to set the type of an interface to a value that can
   never be used by the system, the request will be rejected by the
   server.  The data is modelled as "config true" and should be annotated
   as immutable.</t>
        <t>Seemingly an alternative would be to model the list and these leaves
   as "config false", but that does not work because:</t>
        <ul spacing="normal">
          <li>
            <t>The list cannot be marked as "config false", because it needs to contain
  configurable child nodes, e.g., ip-address or enabled;</t>
          </li>
          <li>
            <t>The key leaf (name) cannot be marked as "config false" as the list
  itself is config true;</t>
          </li>
          <li>
            <t>The type cannot be marked "config false", because we <bcp14>MAY</bcp14> need to
  reference the type to make different configuration nodes
  conditionally available.</t>
          </li>
        </ul>
      </section>
      <section anchor="uc3-predefined-administrator-roles">
        <name>UC3 - Predefined Administrator Roles</name>
        <t>User and group management is fundamental for setting up access
   control rules (see <xref section="2.5" sectionFormat="of" target="RFC8341"/>).</t>
        <t>A device may provide a predefined user account (e.g., a system
   administrator that is always available and has full privileges) for
   initial system set up and management of other users/groups.  It is
   possible that clients can define a new user/group and grant it
   particular privileges, but the predefined administrator account and
   its granted access cannot be modified.</t>
      </section>
      <section anchor="uc4-declaring-immutable-system-configuration-from-an-lnes-perspective">
        <name>UC4 - Declaring immutable system configuration from an LNE's perspective</name>
        <t>An LNE (logical network element) is an independently managed virtual
   network device made up of resources allocated to it from its host or
   parent network device <xref target="RFC8530"/>.  The host device may allocate some
   resources to an LNE, which from an LNE's perspective is provided by
   the system and may not be modifiable.</t>
        <t>For example, a host may allocate an interface to an LNE with a valid
   MTU value as its management interface, so that the allocated
   interface should then be accessible as the LNE-specific instance of
   the interface model.  The assigned MTU value is system-created and
   immutable from the context of the LNE.</t>
      </section>
    </section>
    <section anchor="implementations">
      <name>Existing Implementations</name>
      <t>There are already a number of full or partial implementations of
   immutability:</t>
      <ul spacing="normal">
        <li>
          <t>3GPP TS 32.156 <xref target="TS32.156"/> and 28.623 <xref target="TS28.623"/>: Requirements
   and a partial solution</t>
        </li>
        <li>
          <t>ITU-T using ONF TR-531 <xref target="TR-531"/> concept on information model level but
   no YANG representation.</t>
        </li>
        <li>
          <t>Ericsson: requirements and solution</t>
        </li>
        <li>
          <t>YumaPro: requirements and solution</t>
        </li>
        <li>
          <t>Nokia: partial requirements and solution</t>
        </li>
        <li>
          <t>Huawei: partial requirements and solution</t>
        </li>
        <li>
          <t>Cisco using the concept at least in some YANG modules</t>
        </li>
        <li>
          <t>Junos OS provides a hidden and immutable configuration group
   called junos-defaults</t>
        </li>
      </ul>
    </section>
    <section numbered="false" anchor="acknowledgments">
      <name>Acknowledgments</name>
      <t>Thanks to Kent Watsen, Jan Lindblad, Jason Sterne, Robert Wilton, Andy Bierman,
   Juergen Schoenwaelder, Reshad Rahman, Anthony Somerset, Lou Berger, Joe Clarke,
   and Scott Mansfield for reviewing, and providing important inputs to this document.</t>
    </section>
  </back>
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